Browsing Tag

SEC

The S.E.C. Is More and more Making E.S.G. a Precedence

Mar 15, 2021

Exclusive: The development of the SEC in relation to ESGAllison Herren Lee was appointed acting chairman of the Securities and Exchange Commission in January and has been active ever since, particularly on environmental, social and…

SEC accuses AT&T of selectively sharing funding information with analysts

Mar 5, 2021

A pedestrian walks outside an AT&T location in New York.Scott Mlyn | CNBCThe Securities and Exchange Commission accused AT&T and three of its executives of selectively giving some Wall Street analysts access to non-public…

Chamath Palihapitiya-backed Clover Well being will get discover of SEC investigation

Feb 5, 2021

Chamath PalihapitiyaOlivia Michael | CNBCChamath Palihapitiya-sponsored Clover Health Investments announced Friday that they have received an investigation from the Securities and Exchange Commission and that they intend to…

Gary Gensler Set to Lead S.E.C.

Jan 18, 2021

The Biden administration is using two Obama administration's financial regulators to oversee key departments that eased control of the industry under President Trump, according to two people with knowledge of the plans.Gary Gensler, who…

Cryptocurrency Firm Ripple Dealing with an S.E.C. Lawsuit

Dec 22, 2020

One of the most valuable companies in the cryptocurrency industry announced Monday that it is expected to be sued by the Securities and Exchange Commission for violating investor protection laws.The lawsuit is expected to accuse San…